Course Title
|
Date
|
|
|
|
| Introduction to Risk Profiling |
TBC |
|
|
|
| Introduction to Share Plans |
4 March 2009 |
| Share Plan Administration |
17 March 2009 |
| Fundamentals of Fund Administration |
18 & 19 March 2009 |
| Risk and Compliance Day 1 |
30 March 2009 |
| Introduction to the Role of the Company Secretary |
31 March 2009 |
|
|
|
| Risk and Compliance Day 2 |
27 April 2009 |
|
|
|
| Compliance Refresher Training |
1 May 2009 |
| Criminal Abuse of Trusts and Companies |
5 May 2009 (am) |
| Criminal Abuse of Offshore Financial Services |
5 May 2009 (pm) |
| Introduction to EBTs |
6 May 2009 |
| Suspicious Transaction Reports |
15 May 2009 |
| Risk and Compliance Day 3 |
29 May 2009 |
|
|
|
| Directors Duties Under New AML Legislation |
1 June 2009 |
| How to Due Diligence Clients |
1 June 2009 |
|
|
|
| Human Factors in Risk Management |
17 July 2009 |
|
|
|
| MLRO Induction |
4 September 2009 |
| Corporate Governance Day 1 |
7 September 2009 |
| Managing the Risk of Terrorist Financing |
23 September 2009 (am) |
| Preparing for a Commission Visit |
23 September 2009 (pm) |
|
|
|
| Compliance Officer Induction |
2 October 2009 |
| SARs and Mandatory Reporting |
5 October 2009 |
| Corporate Governance Day 2 |
12 October 2009 |
| Directors Duties Under New AML Legislation |
13 October 2009 |
| Introduction to the Role of the Company Secretary |
14 October 2009 |
| Suspicious Transaction Reports |
15 October 2009 |
| Intermediate Fund Administration |
15 & 16 October 2009 |
| Financial Crime Prevention Day 1 |
19 October 2009 |
| Introduction to EBTs |
21 October 2009 |
|
|
|
| Corporate Governance Day 3 |
2 November 2009 |
| Financial Crime Prevention Day 2 |
16 November 2009 |
|
|
|
| Financial Crime Prevention Day 3 |
7 December 2009 |